Manager of Brokerage Operations and Financial Planner
Peg Schluter serves as Manager of Brokerage Operations and has been with our firm since 1991. She supervises the day-to-day operations, making sure client accounts and transactions are processed correctly and efficiently, resolving any issues or concerns as they arise. She is also involved with the securities trading for client accounts on a daily basis. In addition, Peg provides investment management services for a variety of clients.
A 1990 graduate of Eastern Illinois University, Peg is also a Certified Financial Planner and is licensed by FINRA as a registered representative of M Holdings Securities, Inc.
Securities offered through M Holdings Securities, Inc., a Registered Broker/Dealer, Member FINRA, SIPC. Investment Advisory Services offered through Cozad Asset Management, Inc. Cozad Asset Management is independently owned and operated. If you wish to initiate a securities transaction, please contact Cozad Asset Management, Inc. to discuss your transaction. Please do not leave instructions on voicemail or send via email or fax, as those instructions cannot be honored on a timely basis.